Richard R. Vazza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Robert Vazza, who also goes by Rick Robert Vazza, Ricky Robert Vazza, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2012. Richard had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2018 - May 5, 2022
DRIVEN WEALTH MANAGEMENT
September 2, 2016 - April 30, 2018
TRUIST ADVISORY SERVICES, INC.
January 16, 2014 - June 15, 2016
STRATEGIC ADVISERS LLC
February 24, 2012 - June 14, 2016
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DRIVEN WEALTH MANAGEMENT
CRD#: 297395 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 1,439,674 |
Red Flags
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