Richard Robert Vazza
Professional Summary
Richard Robert Vazza, who also goes by Rick Robert Vazza, Ricky Robert Vazza, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 2012 - 2022. Richard had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Estate & Legacy Planning
- Investment Management
- Retirement Planning
- Business Services
- Financial Planning
- Tax Planning
- Cashflow & Budgeting
Specializations
Biography
Hi, I am Rick Vazza, founder and financial advisor of Driven Wealth Management. I launched Driven Wealth Management in 2018 to partner with Driven professionals and entrepreneurs. After several years advising ultra high net worth clients at major institutions, I recognized I love working with business owners. Unfortunately, I noticed a few problems in trying to do so: The financial industry traditionally charges on the investments they are managing, but most business owners don't have...
Other Aliases
Rick Robert Vazza, Ricky Robert Vazza
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
14 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
DRIVEN WEALTH MANAGEMENT | DRIVEN WEALTH MANAGEMENT, LLC
Contact Information
Main Address
San Diego, CAPhone Number
(619) 630-0660# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
26AUM (Assets Under Management)
$1,439,674Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by Richard
- Estate & Legacy Planning
- Investment Management
- Retirement Planning
- Business Services
- Financial Planning
- Tax Planning
- Cashflow & Budgeting
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