Stuart S. Greenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart S Greenberg was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 1969. Stuart had worked at 30 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2012 - December 6, 2012
INTEGRATED TRADING AND INVESTMENTS, INC.
March 2, 2010 - July 9, 2012
EZ STOCKS, INC.
August 13, 2009 - March 1, 2010
ACHILLES SECURITIES, LLC
April 2, 2008 - May 21, 2009
FREEDOM INVESTORS CORP.
January 3, 2007 - March 17, 2008
JESUP & LAMONT SECURITIES CORP
April 22, 2005 - January 3, 2007
MARKEL NEWTON
March 17, 2004 - May 16, 2005
NEWPORT COAST SECURITIES, INC.
June 12, 2002 - March 18, 2004
CHICAGO INVESTMENT GROUP, LLC
April 11, 2001 - May 21, 2002
WEST AMERICA SECURITIES CORP
June 1, 1999 - March 1, 2001
RH INVESTMENT CORPORATION
September 25, 1992 - May 7, 1996
INTERFIRST CAPITAL CORPORATION
September 17, 1991 - June 17, 1999
M.A. GILLESPIE INVESTMENT CORP.
September 28, 1990 - June 21, 1991
W&S BROKERAGE SERVICES, INC.
November 28, 1989 - March 26, 1990
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
November 29, 1988 - January 14, 1989
SOURCE SECURITIES, INC.
November 16, 1987 - April 22, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
March 18, 1987 - October 16, 1987
J. W. GANT & ASSOCIATES, INC.
December 9, 1986 - May 8, 1989
EURO AMERICAN CAPITAL CORP.
January 17, 1986 - March 26, 1987
M.A. GILLESPIE INVESTMENT CORP.
February 13, 1985 - November 18, 1985
SECURITY PROPERTIES CAPITAL CORPORATION
July 1, 1983 - December 6, 1983
AMERICAN CONSOLIDATED SECURITIES CORP.
February 25, 1983 - June 16, 1983
MINOCO CAPITAL CORPORATION
November 12, 1980 - March 28, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
September 15, 1977 - November 28, 1977
MCNEIL NATIONAL INVESTMENT CORPORATION
September 15, 1975 - November 1, 1980
MCNEIL SECURITIES CORPORATION
November 1, 1974 - June 19, 1975
INCOME-EQUITIES MARKETING CORPORATION
January 3, 1974 - October 15, 1976
INVESTOR CONCEPTS, INCORPORATED
July 23, 1973 - July 7, 1976
SFC SECURITIES CORPORATION
July 14, 1971 - May 25, 1973
DUPONT GLORE FORGAN INCORPORATED
November 23, 1970 - July 11, 1971
JSC SECURITIES, INC.
May 9, 1969 - March 1, 1972
ROBINSON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/26/1961
Registered Representative ExaminationSeries 40
Date: 12/19/1966
Registered Principal ExaminationCurrent Firm
INTEGRATED TRADING AND INVESTMENTS, INC.
CRD#: 47730 / SEC#: , 8-51880
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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