Eugene B. Gulka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Bohdan Gulka, who also goes by Eugene Bondan Gulka, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1973. Eugene had worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 1, Series 8, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2015 - October 15, 2015
VFINANCE INVESTMENTS, INC
March 2, 2006 - December 15, 2014
J.P. TURNER & COMPANY, L.L.C.
June 29, 2005 - February 28, 2006
SALOMON GREY FINANCIAL CORPORATION
January 18, 2001 - July 5, 2005
NATIONAL SECURITIES CORPORATION
September 8, 1999 - January 19, 2001
CANTONE RESEARCH INC.
August 2, 1996 - October 18, 1999
LABRANCHE FINANCIAL SERVICES, LLC
October 12, 1995 - July 12, 1996
R.W. SMITH & ASSOCIATES, LLC
May 12, 1995 - October 25, 1995
TRIPP & CO., INC.
September 12, 1994 - January 14, 1995
JWGENESIS SECURITIES, INC.
October 1, 1993 - May 19, 1994
JOSEPHTHAL & CO., INC.
August 16, 1990 - September 17, 1993
REICH & CO., INC.
September 14, 1983 - July 25, 1990
FIRST MONMOUTH SECURITIES CORP.
March 2, 1982 - February 15, 1983
MID-STATE SECURITIES CORP.
December 26, 1978 - January 22, 1982
BAIRD, PATRICK & CO., INC.
April 6, 1976 - October 14, 1978
HALPERT AND COMPANY, INC.
November 13, 1973 - September 24, 1975
CHRISTIAN-PAINE & CO., INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/12/1973
Registered Representative ExaminationSeries 8
Date: 2/15/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VFINANCE INVESTMENTS, INC
CRD#: 44962 / SEC#: , 8-50898
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VFINANCE INVESTMENTS HOLDINGS | SHAREHOLDER | |
| GROENEVELD, WILLIAM LAWRENCE | HEAD TRADER, PRESIDENT, CEO | 2127534 |
| GROENEVELD, WILLIAM LAWRENCE | DIRECTOR | 2127534 |
| JOHNSON, KAY ALISON | CCO | 1583193 |
| KNOPF, FRED N | GENERAL COUNSEL | 6390806 |
| MULLEN, MICHAEL ANTHONY | DIRECTOR | 1428116 |
| WATSON, NATALIA TOVAR | FINOP/CFO | 4782735 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
