Anthony J. Gullo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Joseph Gullo, who also goes by Tony Gullo, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1966. Anthony had worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2012 - August 20, 2024
INVESTMENT NETWORK, INC.
March 11, 2011 - June 20, 2012
BROOKSTONE SECURITIES, INC.
March 4, 2008 - March 14, 2011
NATIONAL SECURITIES CORPORATION
September 16, 1988 - March 5, 2008
FIRST MONTAUK SECURITIES CORP.
July 28, 1988 - September 24, 1988
INVESTACORP, INC.
April 7, 1987 - July 1, 1988
PORTFOLIO EDGE SECURITIES, INC.
November 12, 1979 - April 13, 1987
ADVEST, INC.
September 17, 1979 - December 9, 1979
LEHMAN BROTHERS INC.
January 18, 1978 - September 17, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
October 6, 1975 - January 4, 1977
LOEB, RHOADES & CO. INC.
May 2, 1966 - November 15, 1975
EDWARDS & HANLY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 000
Date: 4/29/1966
General Securities Principal ExaminationSeries 1
Date: 4/29/1966
Registered Representative ExaminationCurrent Firm
INVESTMENT NETWORK, INC.
CRD#: 127724 / SEC#: , 8-66036
Contact information
FINRA licenses (27 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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