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AG

Anthony Joseph Gullo

CRD# 600825·Registered 1966 - 2024
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Joseph Gullo, who also goes by Tony Gullo, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1966 - 2024. Anthony had worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 000 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tony Gullo

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

60 years registered in the securities industry

Current & Past Employments

Past

INVESTMENT NETWORK, INC.Past·CRD# 127724
BD
Canton, OH
June 21, 2012 - August 20, 2024
BROOKSTONE SECURITIES, INC.Past·CRD# 13366
BD
Lakeland, FL
March 11, 2011 - June 20, 2012
NATIONAL SECURITIES CORPORATIONPast·CRD# 7569
BD
Boca Raton, FL
March 4, 2008 - March 14, 2011
FIRST MONTAUK SECURITIES CORP.Past·CRD# 13755
BD
Malverne, NY
September 16, 1988 - March 5, 2008
INVESTACORP, INC.Past·CRD# 7684
BD
July 28, 1988 - September 24, 1988
PORTFOLIO EDGE SECURITIES, INC.Past·CRD# 18494
BD
April 7, 1987 - July 1, 1988
ADVEST, INC.Past·CRD# 10
BD
November 12, 1979 - April 13, 1987
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
September 17, 1979 - December 9, 1979
LOEB PARTNERSPast·CRD# 7534
BD
January 18, 1978 - September 17, 1979
LOEB RHOADES & CO. INC.Past·CRD# 7502
BD
January 4, 1977 - January 18, 1978
LOEB, RHOADES & CO. INC.Past·CRD# 525
BD
October 6, 1975 - January 4, 1977
EDWARDS & HANLYPast·CRD# 6554
BD
May 2, 1966 - November 15, 1975

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Current Firm

IN
INVESTMENT NETWORK, INC.

INVESTMENT NETWORK, INC.

CRD#: 127724 / SEC#: 8-66036
Ohio
Registered Investment Advisory firm - SEC (4/17/2015 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

4639 Whipple Ave Nw, Canton, OH 44718

Mailing Address

4639 Whipple Ave Nw, Canton, OH 44718

Phone Number

(330) 564-0568

Established

Ohio since 04/24/2003

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

25

FINRA licenses (27 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ARNOLD, GARY LEESHAREHOLDER852859
ARNOLD, GARY LEECHIEF COMPLIANCE OFFICER852859
ARNOLD, GARY LEECFO/FINOPS852859

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1985About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 000 — General Securities Principal Examination

Passed Apr 1966

Series 1 — Registered Representative Examination

Passed Apr 1966

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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