Simon A. Zaidman

VIZCAYA CAPITAL

Madrid,

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CRD#: 6008196

Professional summary

Simon Alejandro Zaidman is a registered financial advisor currently at VIZCAYA CAPITAL, LLC .

Simon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Simon has worked at 2 firms and has passed the Series 65, Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simon Alejandro Zaidman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2025 - Present

VIZCAYA CAPITAL, LLC

RIA

CRD#: 170518

Madrid,

Past

February 13, 2012 - December 9, 2014

MORGAN STANLEY

RIA

CRD#: 149777

CORAL GABLE, FL

Past

January 12, 2012 - December 9, 2014

MORGAN STANLEY

CRD#: 149777

CORAL GABLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIZCAYA CAPITAL, LLC

CRD#: 170518 / SEC#: 801-118773

RIA

Registered Investment Advisory firm - (5/21/2020 Approved)

Florida

Registered Investment Advisory firm - (5/27/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/20/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/10/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/9/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/14/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/11/2012

General Securities Representative Examination

Current Firm

VIZCAYA CAPITAL, LLC

CRD#: 170518 / SEC#: 801-118773

RIA

Registered Investment Advisory firm - (5/21/2020 Approved)

Florida

Registered Investment Advisory firm - (5/27/2020 Terminated)

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Contact information

Main Address

40 Sw 13th Street Suite 1002, Miami, FL 33130

Mailing Address

Phone number

(305) 602-5725

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VIZCAYA CAPITAL, LLC ADV BROCHURE (4/4/2025)

Regulatory assets under management

Total Number of Accounts	241
AUM (Assets Under Management)	$ 529,819,035

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Simon A. Zaidman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simon Alejandro Zaidman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

VIZCAYA CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/20/2024

Series 66

Date: 2/10/2012

SIE

Date: 12/9/2014

Series 3

Date: 4/14/2012

Series 7

Date: 1/11/2012

Current Firm

VIZCAYA CAPITAL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VIZCAYA CAPITAL, LLC

TRUST BUT VERIFY

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