Andrew S. Holpe

RICHMOND QUANTITATIVE ADVISORS

Richmond, VA 23235

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CRD#: 6008064

Professional summary

Andrew Steven Holpe is a registered financial advisor currently at RICHMOND QUANTITATIVE ADVISORS, LLC located in Richmond, Virginia.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Andrew has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 82 and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Member of New Core Investment Partners, LLC (General Partner of the Fund (New Core Quantitative, LP))

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Steven Holpe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2018 - Present

RICHMOND QUANTITATIVE ADVISORS, LLC

Office #1: 8134 Blaine Rd, Richmond, VA 23235

RIA

CRD#: 288625

Richmond, VA

Past

August 17, 2015 - March 5, 2018

KPMG CORPORATE FINANCE LLC

CRD#: 103973

RICHMOND, VA

Past

March 26, 2012 - August 18, 2015

EWING BEMISS

CRD#: 32214

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RICHMOND QUANTITATIVE ADVISORS, LLC

CRD#: 288625 / SEC#: 801-131453

RIA

Registered Investment Advisory firm - (11/13/2024 Approved)

Virginia

Registered Investment Advisory firm - (7/28/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(3/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/18/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 82

Date: 2/19/2016

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 79

Date: 3/23/2012

Investment Banking Registered Representative Examination

Current Firm

RICHMOND QUANTITATIVE ADVISORS, LLC

CRD#: 288625 / SEC#: 801-131453

RIA

Registered Investment Advisory firm - (11/13/2024 Approved)

Virginia

Registered Investment Advisory firm - (7/28/2025 Terminated)

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Contact information

Main Address

Richmond, VA

Mailing Address

Phone number

(804) 347-0126

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RQA FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 27,839,148

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew S. Holpe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Steven Holpe's CRS (Customer Relationship Summary).

Certified licenses

Experience

KPMG CORPORATE FINANCE LLC

EWING BEMISS

Primary Firm SEC Registration

RICHMOND QUANTITATIVE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2018

Series 63

Date: 7/18/2012

SIE

Date: 3/5/2018

Series 82

Date: 2/19/2016

Series 79

Date: 3/23/2012

Current Firm

RICHMOND QUANTITATIVE ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RICHMOND QUANTITATIVE ADVISORS, LLC

TRUST BUT VERIFY

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