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William James Nunn

William J. Nunn

HORIZON FINANCIAL PLANNING LLC
NEW ORLEANS, LA 70124
Some features on this profile are disabled
CRD#: 6007962
William James Nunn

Professional summary

William James Nunn, CFP® is a registered financial advisor currently at HORIZON FINANCIAL PLANNING LLC located in New Orleans, Louisiana.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. William has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Debt Management
Do you have an area of expertise or specialization?
Business Owners
Cash Flow/Budgets/Credit Issue...
Charitable Giving
College/Education Planning
Fixed Fee (Subscription, Retai...
Generation X
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Nunn Consulting LLC Position: Owner Whether the business is investment-related: No Address of the other business: 235 10th Street, New Orleans, LA 70124 Nature of business: Consulting on general business operations and analytics. Number of hours per month: 5-10. Number of hours during trading hours: less than 5.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Nunn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

April 15, 2019 - Present

HORIZON FINANCIAL PLANNING LLC

Office #1: 318 Harrison Ave Floor 01, New Orleans, LA 70124
RIA
CRD#: 300614
NEW ORLEANS, LA
Past

September 22, 2014 - January 16, 2019

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
DESTREHAN, LA
Past

September 22, 2014 - January 16, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
DESTREHAN, LA
Past

March 15, 2013 - September 2, 2014

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
METAIRIE, LA
Past

November 20, 2012 - September 2, 2014

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
METAIRIE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(4/15/2019)
IAR
Texas
(4/29/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/28/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/2012
General Securities Representative Examination

Current Firm

HORIZON FINANCIAL PLANNING LLC
HORIZON FINANCIAL PLANNING LLC
HORIZON FINANCIAL PLANNING LLC | NINETY WEST GLOBAL WEALTH

CRD#: 300614 / SEC#:

Louisiana
Registered Investment Advisory firm - (4/15/2019 Approved)
Texas
Registered Investment Advisory firm - (4/19/2023 Approved)
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Contact information

Main Address
318 Harrison Ave Floor 01, New Orleans, LA 70124
Mailing Address
Phone number
(504) 822-6083
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts35
AUM (Assets Under Management)$ 2,435,875

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HORIZON FINANCIAL PLANNING LLC

HORIZON FINANCIAL PLANNING LLC

CRD#: 300614New Orleans, LA 70124

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