Daniel K. Michelman
Professional summary
Daniel Keenan Michelman was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Daniel Keenan Michelman was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2012. Daniel had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2016 - August 15, 2016
ROTHSCHILD LIEBERMAN LLC
November 7, 2014 - March 11, 2016
PHX FINANCIAL, INC.
August 1, 2012 - November 12, 2014
ROCKWELL GLOBAL CAPITAL LLC
January 1, 2012 - August 1, 2012
EKN FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROTHSCHILD LIEBERMAN LLC
CRD#: 10030 / SEC#: , 8-26080
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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