Pradeep Sharma
Professional summary
Pradeep Sharma is a registered financial professional currently at PROMETHEUM EMBER CAPITAL located in New York, New York.
Pradeep is registered as a RR (Registered Representative) and started their career in finance in 2016. Pradeep has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pradeep Sharma's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2024 - Present
PROMETHEUM EMBER CAPITAL
Office #1: 120 Wall Street 25th Floor, New York, NY 10005March 26, 2020 - November 14, 2022
LIME TRADING CORP
December 19, 2016 - August 5, 2019
FIRST REPUBLIC SECURITIES COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PROMETHEUM EMBER CAPITAL
CRD#: 312784 / SEC#: , 8-70739
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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