Kurt J. Obermiller

NEPSIS

Minneapolis, MN

Some features on this profile are disabled

CRD#: 6007241

Professional summary

Kurt James Obermiller is a registered financial advisor currently at NEPSIS, INC. located in Minneapolis, Minnesota.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Kurt has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OUTSIDE INSURANCE, SELLING FIXED INSURANCE SUCH AS TRADITIONAL INSURANCE PRODUCTS, GROUP BENEFITS, HEALTH, MEDICAL SUPPLEMENT, LTC AND DISABILITY THROUGH VARIOUS CARRIERS, 7/17/13. Nepsis Advisor Services, Inc., investment related, SEC registered investment adviser, IAR, 01/2018 Innovative Income Strategies, LLC, investment realted, financial consultant, 01/2018

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt James Obermiller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2022 - Present

NEPSIS, INC.

RIA

CRD#: 141203

Minneapolis, MN

Past

March 26, 2020 - June 3, 2022

HERITAGE WEALTH MANAGEMENT, LLC

RIA

CRD#: 287909

Minneapolis, MN

Past

November 1, 2018 - December 31, 2020

ELITE INVESTMENT TEAM LLC

RIA

CRD#: 296922

Minneapolis, MN

Past

January 2, 2018 - February 24, 2020

NEPSIS ADVISOR SERVICES, INC.

RIA

CRD#: 162340

Minneapolis, MN

Past

January 17, 2014 - December 31, 2017

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Minneapolis, MN

Past

January 13, 2012 - December 31, 2017

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Minneapolis, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEPSIS, INC.

ANCHOR CAPITAL MANAGEMENT, INC. | NEPSIS, INC. | NEPSIS CAPITAL MANAGEMENT, INC. | ANCHOR FINANCIAL SERVICES, INC

CRD#: 141203 / SEC#: 801-67023

RIA

Registered Investment Advisory firm - (7/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/20/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/12/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NEPSIS, INC.

ANCHOR CAPITAL MANAGEMENT, INC. | NEPSIS, INC. | NEPSIS CAPITAL MANAGEMENT, INC. | ANCHOR FINANCIAL SERVICES, INC

CRD#: 141203 / SEC#: 801-67023

RIA

Registered Investment Advisory firm - (7/17/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Two Meridian Crossings, Suite 400, Minneapolis, MN 55423

Mailing Address

Phone number

(952) 746-2003

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEPSIS INC. FORM ADV PART 2A (3/31/2025)

NEPSIS INC FORM ADV PART 2A APPENDIX (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,018
AUM (Assets Under Management)	$ 497,803,635

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kurt J. Obermiller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt James Obermiller's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE WEALTH MANAGEMENT, LLC

ELITE INVESTMENT TEAM LLC

NEPSIS ADVISOR SERVICES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

NEPSIS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/20/2012

SIE

Date: 12/31/2017

Series 6

Date: 1/12/2012

Current Firm

NEPSIS, INC.

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEPSIS, INC.

TRUST BUT VERIFY

Similar Advisors