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CP

Catherine E. Poulin

TRAILMARK
Atlanta, GA 30326-1352
Some features on this profile are disabled
CRD#: 6007201
CP

Professional summary

Catherine Elizabeth Poulin, who also goes by Catherine Elizabeth Anderson, is a registered financial professional currently at TRAILMARK INC. located in Atlanta, Georgia.

Catherine is registered as a RR (Registered Representative) and started their career in finance in 2012. Catherine has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Catherine Elizabeth Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Catherine Elizabeth Poulin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2012 - Present

TRAILMARK INC.

Office #1: 3355 Lenox Road Ne Suite 805, Atlanta, GA 30326-1352Office #2: 3355 Lenox Road Ne Suite 805, Atlanta, GA 30326
BD
CRD#: 104408
Atlanta, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(1/20/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 1/19/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 1/3/2012
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TI
TRAILMARK INC.
FORTRESS GROUP, INC. | TRAILMARK INC. | FORTRESS WILLIAMSON SECURITIES, INC.

CRD#: 104408 / SEC#: , 8-52864

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3355 Lenox Road Ne Suite 805, Atlanta, GA 30326-1352
Mailing Address
P.o. Box 190549, Atlanta, GA 31119
Phone number
(404) 900-5501
Established
Georgia since 08/07/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAPUTO, CHRISTOPHER JOSEPHPRESIDENT/MANAGING DIRECTOR/50% STOCKHOLDER1734605
WILLIAMSON, BRUCE ALANCFO/VP/CORPORATE SECRETARY/MANAGING DIRECTOR/50% STOCKHOLDER1923210
WILLIAMSON, BRUCE ALANCHIEF COMPLIANCE OFFICER, FINOP1923210

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRAILMARK INC.

CRD#: 104408Atlanta, GA 30326-1352

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