Keith R. Egbert

SHADE TREE ADVISORS LLC

Saratoga Springs, NY 12866

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CRD#: 6006987

Professional summary

Keith R. Egbert is a registered financial advisor currently at SHADE TREE ADVISORS LLC located in Saratoga Springs, New York.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Keith has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

?11/2017 Independent Licensed insurance Agent; Investment Related; New York; Life/Accident & Health

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith R. Egbert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2025 - Present

SHADE TREE ADVISORS LLC

Office #1: 19 Railroad Place Suite 301, Saratoga Springs, NY 12866

RIA

CRD#: 289905

Saratoga Springs, NY

Past

January 4, 2021 - April 22, 2025

GOLDMAN SACHS & CO. LLC

CRD#: 361

WEST PALM BEACH, FL

Past

July 22, 2014 - April 22, 2025

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

WEST PALM BEACH, FL

Past

February 29, 2012 - January 4, 2021

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHADE TREE ADVISORS LLC

HIGH ROCK ADVISORS LLC | SHADE TREE ADVISORS LLC | SHADE TREE ADVISORS

CRD#: 289905 / SEC#: 801-111885

RIA

Registered Investment Advisory firm - (10/20/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/28/2012

General Securities Representative Examination

Current Firm

SHADE TREE ADVISORS LLC

HIGH ROCK ADVISORS LLC | SHADE TREE ADVISORS LLC | SHADE TREE ADVISORS

CRD#: 289905 / SEC#: 801-111885

RIA

Registered Investment Advisory firm - (10/20/2017 Approved)

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Contact information

Main Address

19 Railroad Place Suite 301, Saratoga Springs, NY 12866

Mailing Address

Phone number

(518) 290-9460

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SHADE TREE ADVISORS LLC ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	124
AUM (Assets Under Management)	$ 1,025,542,386

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2024	Cover Page	Report
01/02/2024	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith R. Egbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith R. Egbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

SHADE TREE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2012

SIE

Date: 10/1/2018

Series 7

Date: 2/28/2012

Current Firm

SHADE TREE ADVISORS LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SHADE TREE ADVISORS LLC

TRUST BUT VERIFY

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