Gabriela Mondragon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabriela Mondragon, who also goes by Gabriela M Gomez, Gabriela M. Gomez, Gaby Gomez, was a registered financial professional .
Gabriela is a previously registered financial professional and started their career in finance in 2012. Gabriela had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2015 - March 5, 2019
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 16, 2013 - March 5, 2019
BBVA SECURITIES INC.
February 6, 2012 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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