KS
Kristina L. Simpson
KEY INVESTMENT SERVICES LLC
Anchorage, AK 99503
Some features on this profile are disabled
CRD#: 6006525
KS
Professional summary
Kristina L Simpson, who also goes by Kristina Lea Barrows, Kristina Lea O'banion, Kristina Lea Richards, Kristina Lea Wright, Kristina Lea O'banion Wright, Kristina Wright, Kristina L Wright, Kristina Lea Obanion Wright, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Anchorage, Alaska.
Kristina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Kristina has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristina Lea Barrows | Kristina Lea O'banion | Kristina Lea Richards | Kristina Lea Wright | Kristina Lea O'banion Wright | Kristina Wright | Kristina L Wright | Kristina Lea Obanion Wright
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RENTAL PROPERTIES; NATURE: Residential Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 6909 W. Knox Drive, Wasilla, AK 99623, United States; DESCRIPTION: I am the owner of a duplex at the address of 6909 W. Knox Drive, Wasilla, AK 99623. I advertise when a unit becomes available on Facebook Market Place, Collect Applications, Review and approve the application and then lease it out. I hire workers to complete any upkeep or repairs needed.; 2) RENTAL PROPERTY; NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 623 Auburn Drive, DeRidder, LA 70634, United States; DESCRIPTION: Owner and Landlord; 3) RENTAL PROPERTY; NATURE: Residential Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 16990 Lake Charles Hwy, Leesville, LA 71446, United States; DESCRIPTION: I own and advertise when a unit becomes available on Facebook Market Place, Collect Applications, Review and approve the application and then lease it out. I hire workers to complete any upkeep or repairs needed.; 4) RENTAL PROPERTY; NATURE: Residential Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 3871 E. Cottonwood Way, Wasilla, AK 99654, United States; DESCRIPTION: My husband and I own the home and I advertise when a unit becomes available on Facebook Market Place, Collect Applications, Review and approve the application and then lease it out. I hire workers to complete any upkeep or repairs needed.
CRS (Client Relationship Summary) - RIA
Click below to view Kristina L Simpson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kristina L Simpson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 101 West Benson Blvd., Anchorage, AK 99503RIA
BD
CRD#: 136300
Anchorage, AK
Current
July 31, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 101 West Benson Blvd., Anchorage, AK 99503RIA
BD
CRD#: 136300
Anchorage, AK
Past
December 14, 2022 - August 1, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ANCHORAGE, AK
Past
November 16, 2022 - August 1, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ANCHORAGE, AK
Past
November 30, 2017 - December 21, 2021
ROBERT W. BAIRD & CO. INCORPORATED
RIA
CRD#: 8158
Anchorage, AK
Past
November 30, 2017 - December 21, 2021
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
Anchorage, AK
Past
May 1, 2017 - December 5, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ANCHORAGE, AK
Past
February 11, 2016 - December 5, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ANCHORAGE, AK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/4/2025)
IAR
Alaska(8/4/2025)
RR
Arizona(8/8/2025)
RR
Colorado(10/1/2025)
RR
Idaho(8/11/2025)
RR
Louisiana(8/11/2025)
RR
New Mexico(9/29/2025)
RR
Oregon(9/26/2025)
RR
Pennsylvania(9/29/2025)
RR
South Carolina(9/29/2025)
RR
Utah(9/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
