Naja Vang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Naja Vang was a registered financial professional .
Naja is a previously registered financial professional and started their career in finance in 2015. Naja had worked at 3 firms and has passed the Series 66, SIE, Series 52, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2022 - June 13, 2025
FINALIS SECURITIES LLC
January 19, 2018 - November 8, 2021
CRI SECURITIES, LLC
January 19, 2018 - July 15, 2022
SECURIAN FINANCIAL SERVICES, INC.
August 24, 2016 - November 8, 2021
CRI SECURITIES, LLC
December 28, 2015 - July 15, 2022
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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