Parker Dale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Parker Dale was a registered financial professional .
Parker is a previously registered financial professional and started their career in finance in 1970. Parker had worked at 3 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 1979 - May 5, 1999
DALECO SECURITIES, INC.
December 7, 1971 - July 9, 1979
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
December 8, 1970 - January 8, 1972
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 2/8/1957
Registered Representative ExaminationCurrent Firm
DALECO SECURITIES, INC.
CRD#: 7913 / SEC#: , 8-23714
Contact information
Documents
Red Flags
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