Lindsey S. Stetson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsey Suzanne Stetson, CFP®, who also goes by Stetson, was a registered financial professional .
Lindsey is a previously registered financial professional and started their career in finance in 2012. Lindsey had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
June 11, 2018 - August 31, 2018
D.H. HILL SECURITIES, LLLP
November 24, 2015 - August 31, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 17, 2013 - September 3, 2014
INVEST FINANCIAL CORPORATION
May 18, 2012 - May 14, 2013
OSAIC FA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
D.H. HILL SECURITIES, LLLP
CRD#: 41528 / SEC#: , 8-49475
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
