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WA

William H. Aycock

PARK PLACE CAPITAL
Homewood, AL 35209
Some features on this profile are disabled
CRD#: 6006240
WA

Professional summary

William Hubert Aycock III, who also goes by William Hubert Aycock, is a registered financial advisor currently at PARK PLACE CAPITAL CORPORATION located in Homewood, Alabama and PARK PLACE CAPITAL SECURITIES CORP. located in Homewood, Alabama.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. William has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 87 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

William Hubert Aycock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KIWANIS CLUB OF BIRMINGHAM; NOT INVESTMENT RELATED; BIRMINGHAM, AL; CIVIC CLUB; ASSISTANT TREASURER, OFFICER, DIRECTOR; 08/2024; 2-3 HRS/MO; 2-3 HRS/MO DURING TRADING HOURS; MANAGE/REPORT EXPENDITURES/REVENUE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Hubert Aycock III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 28, 2025 - Present

PARK PLACE CAPITAL CORPORATION

Office #1: 2728 19th Place S Suite 160, Homewood, AL 35209
RIA
CRD#: 107952
Homewood, AL
Current

March 10, 2025 - Present

PARK PLACE CAPITAL SECURITIES CORP.

Office #1: 2728 19th Place South Suite 140, Homewood, AL 35209
BD
CRD#: 326891
HOMEWOOD, AL
Past

March 23, 2012 - December 12, 2017

DOUCET ASSET MANAGEMENT, LLC

RIA
CRD#: 141546
BIRMINGHAM, AL
Past

January 13, 2012 - May 16, 2017

INSTITUTIONAL SECURITIES CORPORATION

BD
CRD#: 20291
BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PARK PLACE CAPITAL CORPORATION
NASHVILLE CAPITAL CORP | PARK PLACE CAPITAL CORPORATION | PARK PLACE CAPITAL

CRD#: 107952 / SEC#: 801-32593

RIA
Registered Investment Advisory firm - (9/2/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Alabama
(7/28/2025)
RR
Alabama
(9/30/2025)
IAR
Florida
(9/9/2025)
IAR
Georgia
(9/11/2025)
IAR
Mississippi
(7/28/2025)
IAR
Texas
(10/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/30/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/3/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/16/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 7/18/2014
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 1/12/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PP
PARK PLACE CAPITAL CORPORATION
NASHVILLE CAPITAL CORP | PARK PLACE CAPITAL CORPORATION | PARK PLACE CAPITAL

CRD#: 107952 / SEC#: 801-32593

RIA
Registered Investment Advisory firm - (9/2/1988 Approved)
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Contact information

Main Address
2728 19th Place S Suite 160, Homewood, AL 35209
Mailing Address
Phone number
(800) 459-9084
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 WRAP FEE PROGRAM BROCHURE (10/7/2025)
PARK PLACE CAPITAL ADV PART 2 (9/8/2025)

Regulatory assets under management

Total Number of Accounts416
AUM (Assets Under Management)$ 724,023,748

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARK PLACE CAPITAL CORPORATION

CRD#: 107952Homewood, AL 35209

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