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JB

John B. Barker

CITIGROUP GLOBAL MARKETS
Jersey City, NJ 07310
Some features on this profile are disabled
CRD#: 6006147
JB

Professional summary

John Benjamin Barker, who also goes by John B Barker, is a registered financial professional currently at CITIGROUP GLOBAL MARKETS INC. located in Jersey City, New Jersey and CITI PRIVATE ALTERNATIVES, LLC located in Jersey City, New Jersey.

John is registered as a RR (Registered Representative) and started their career in finance in 2012. John has worked at 2 firms and has passed the SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

John B Barker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Benjamin Barker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 17, 2012 - Present

CITIGROUP GLOBAL MARKETS INC.

Office #1: Citi Wealth Management, Operations 480 Washington Boulevard, Fl 16, Jersey City, NJ 07310
RIA
BD
CRD#: 7059
Jersey City, NJ
Current

July 6, 2017 - Present

CITI PRIVATE ALTERNATIVES, LLC

Office #1: Citi Wealth Management, Operations 480 Washington Boulevard, Fl 16, Jersey City, NJ 07310
RIA
BD
CRD#: 153777
Jersey City, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 10/16/2012
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CITI PRIVATE ALTERNATIVES, LLC
CITI GLOBAL ADVISORY, LLC | CITI PRIVATE ALTERNATIVES, LLC | CITI PRIVATE ADVISORY,LLC | CITI PRIVATE ADVISORY, LLC | CITI GLOBAL ALTERNATIVES, LLC

CRD#: 153777 / SEC#: 801-71561, 8-69789

RIA
Registered Investment Advisory firm - SEC (6/30/2010 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
388 Greenwich Street 29th Floor, New York, NY 10013
Mailing Address
388 Greenwich Street 29th Floor, New York, NY 10013
Phone number
(212) 559-1000
Established
Delaware since 04/01/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
95

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
CITIGROUP INVESTMENT PARTNERSMEMBER
CONWAY, JOHN JAMESPRINCIPAL FINANCIAL OFFICER (FINOP)1584619
DE ANDRADE, ROBERTO CARLOSMANAGER5841299
JEAN-BAPTISTE, ALEXCHIEF COMPLIANCE OFFICER6828963
ODONNELL, DANIEL GLENNMANAGER3160132
ODONNELL, NIALLPRINCIPAL OPERATIONS OFFICER6830897
REMAK, MICHAEL DAVIDCEO/MANAGER2914374

Regulatory assets under management

Total Number of Accounts183
AUM (Assets Under Management)$ 18,347,749,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CITI PRIVATE ALTERNATIVES, LLC

CRD#: 153777Jersey City, NJ 07310

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