Emma L. Cockerton

FLORIN PENSIONS LLC

San Francisco, CA 94105

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CRD#: 6006114

Professional summary

Emma Louise Cockerton, who also goes by Emma Louise Dane, is a registered financial advisor currently at FLORIN PENSIONS LLC located in San Francisco, California.

Emma is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Emma has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emma Louise Dane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emma Louise Cockerton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2013 - Present

FLORIN PENSIONS LLC

Office #1: 201 Spear Street Suite 1100, San Francisco, CA 94105Office #2: 7428 Redwood Blvd Suite 206, Novato, CA 94945

RIA

CRD#: 161038

San Francisco, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLORIN PENSIONS LLC

CRD#: 161038 / SEC#: 801-73254

RIA

Registered Investment Advisory firm - (2/17/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/28/2013)

IAR

Louisiana
(11/2/2017)

IAR

Texas
(1/6/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2013

Uniform Investment Adviser Law Examination

Current Firm

FLORIN PENSIONS LLC

CRD#: 161038 / SEC#: 801-73254

RIA

Registered Investment Advisory firm - (2/17/2012 Approved)

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Contact information

Main Address

201 Spear Street Suite 1100, San Francisco, CA 94105

Mailing Address

Phone number

(415) 230-5377

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (1/31/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Emma L. Cockerton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emma Louise Cockerton's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLORIN PENSIONS LLC

Primary Firm SEC Registration

FLORIN PENSIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2013

Current Firm

FLORIN PENSIONS LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

FLORIN PENSIONS LLC

TRUST BUT VERIFY

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