Ronnie S. Wackstein

CITIGROUP GLOBAL MARKETS

New York, NY 10013

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CRD#: 6006067

Professional summary

Ronnie Scott Wackstein, who also goes by Ronnie S Wackstein, is a registered financial professional currently at CITIGROUP GLOBAL MARKETS INC. located in New York, New York and CITI PRIVATE ALTERNATIVES, LLC located in New York, New York.

Ronnie is registered as a RR (Registered Representative) and started their career in finance in 2012. Ronnie has worked at 2 firms and has passed the SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ronnie S Wackstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronnie Scott Wackstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2012 - Present

CITIGROUP GLOBAL MARKETS INC.

Office #1: 388 Greenwich Street Tower Building, New York, NY 10013

RIA

CRD#: 7059

New York, NY

Current

July 6, 2017 - Present

CITI PRIVATE ALTERNATIVES, LLC

Office #1: 388 Greenwich Street 29th Floor, New York, NY 10013

RIA

CRD#: 153777

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99

Date: 6/1/2012

Operations Professional Examination

SRO Registrations

FINRA

Current Firm

CITI PRIVATE ALTERNATIVES, LLC

CITI GLOBAL ADVISORY, LLC | CITI PRIVATE ALTERNATIVES, LLC | CITI PRIVATE ADVISORY,LLC | CITI PRIVATE ADVISORY, LLC | CITI GLOBAL ALTERNATIVES, LLC

CRD#: 153777 / SEC#: 801-71561, 8-69789

RIA

Registered Investment Advisory firm - SEC (6/30/2010 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

388 Greenwich Street 29th Floor, New York, NY 10013

Mailing Address

388 Greenwich Street 29th Floor, New York, NY 10013

Phone number

(212) 559-1000

Established

Delaware since 04/01/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
CITIGROUP INVESTMENT PARTNERS	MEMBER
CONWAY, JOHN JAMES	PRINCIPAL FINANCIAL OFFICER (FINOP)	1584619
DE ANDRADE, ROBERTO CARLOS	MANAGER	5841299
JEAN-BAPTISTE, ALEX	CHIEF COMPLIANCE OFFICER	6828963
ODONNELL, DANIEL GLENN	MANAGER	3160132
ODONNELL, NIALL	PRINCIPAL OPERATIONS OFFICER	6830897
REMAK, MICHAEL DAVID	CEO/MANAGER	2914374

Regulatory assets under management

Total Number of Accounts	183
AUM (Assets Under Management)	$ 18,347,749,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronnie S. Wackstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronnie Scott Wackstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

CITI PRIVATE ALTERNATIVES, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 99

Date: 6/1/2012

FINRA

Current Firm

CITI PRIVATE ALTERNATIVES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

CITI PRIVATE ALTERNATIVES, LLC

TRUST BUT VERIFY

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