Matthew Crowe
Professional summary
Matthew Crowe, who also goes by Matt Crowe, Matthew David Crowe, Matthew Crowe, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in St Louis, Missouri.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Matthew has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Crowe's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Crowe's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1515 Des Peres Rd, St Louis, MO 63131July 1, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1515 Des Peres Rd, St Louis, MO 63131February 5, 2020 - June 5, 2020
AE WEALTH MANAGEMENT, LLC
March 27, 2019 - January 21, 2020
WELLS FARGO CLEARING SERVICES, LLC
March 27, 2019 - January 21, 2020
WELLS FARGO CLEARING SERVICES, LLC
May 10, 2018 - March 22, 2019
CROWN CAPITAL SECURITIES, L.P.
May 8, 2018 - March 22, 2019
CROWN CAPITAL SECURITIES, L.P.
March 25, 2017 - October 17, 2017
MML INVESTORS SERVICES, LLC
March 25, 2017 - October 17, 2017
MML INVESTORS SERVICES, LLC
March 1, 2017 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
February 28, 2017 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
September 8, 2015 - September 12, 2016
EQUITABLE ADVISORS, LLC
September 3, 2015 - September 12, 2016
EQUITABLE ADVISORS, LLC
November 10, 2014 - August 21, 2015
FARMERS FINANCIAL SOLUTIONS, LLC
March 4, 2013 - May 1, 2014
MML INVESTORS SERVICES, LLC
January 29, 2013 - May 1, 2014
MML INVESTORS SERVICES, LLC
February 14, 2012 - October 24, 2012
EDWARD JONES
January 26, 2012 - October 24, 2012
EDWARD JONES
Primary Firm SEC Registration
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/24/2025)
(7/1/2020)
(7/1/2020)
Exams
FINRA
Current Firm
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387St Louis, MO 63131TRUST BUT VERIFY
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