Bernard R. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Robert Harris, who also goes by B Harris, Bernard Harris, Bob Harris, Robert Harris, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1957. Bernard had worked at 10 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 1987 - July 17, 1989
EQUITIES INTERNATIONAL SECURITIES, INC.
May 9, 1985 - January 20, 1986
GRAYSTONE NASH, INC.
December 7, 1984 - December 27, 1984
NIELSON AND CLARK INC.
February 17, 1984 - October 26, 1984
BUCKINGHAM SECURITIES, LTD.
June 9, 1983 - February 10, 1984
J. W. WELLER & CO., INC.
May 24, 1982 - May 5, 1983
BROADCHILD SECURITIES CORP.
January 19, 1979 - April 30, 1982
BROOKS, HAMBURGER, SATNICK, INC.
October 10, 1975 - January 19, 1979
BROOKS, HAMBURGER, SATNICK, INC.
January 28, 1975 - October 12, 1975
EDWARDS & HANLY
July 23, 1957 - June 6, 1974
HARLEYSVILLE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITIES INTERNATIONAL SECURITIES, INC.
CRD#: 8663 / SEC#: , 8-25915
Contact information
Documents
Red Flags
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