Sheldon J. Lieberbaum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheldon Jay Lieberbaum, who also goes by Sheldon J Lieberbaum, was a registered financial professional .
Sheldon is a previously registered financial professional and started their career in finance in 1967. Sheldon had worked at 7 firms and has passed the Series 63, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1990 - October 20, 1997
FIRST ASSET MANAGEMENT, INC.
January 3, 1989 - April 18, 1990
GLOBAL CAPITAL SECURITIES, INC.
November 19, 1987 - January 3, 1989
SACCO SECURITIES CORPORATION
January 3, 1986 - December 22, 1987
RLR SECURITIES GROUP, INC.
June 4, 1984 - January 24, 1986
A.M. LEVINE & CO., INC.
October 10, 1975 - February 7, 1984
FIRST BISCAYNE CORPORATION
August 25, 1967 - January 28, 1974
DUPONT GLORE FORGAN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/9/1958
Registered Representative ExaminationCurrent Firm
FIRST ASSET MANAGEMENT, INC.
CRD#: 17341 / SEC#: , 8-35154
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
