PM

Pablo Morera

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CRD#: 6005455
PM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pablo Morera was a registered financial professional .

Pablo is a previously registered financial professional and started their career in finance in 2011. Pablo had worked at 1 firm .

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 1, 2011 - September 28, 2012

ACTIVA CAPITAL MARKETS, INC.

BD
CRD#: 42619
MIAMI, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Current Firm


AC
ACTIVA CAPITAL MARKETS, INC.
ACTIVA CAPITAL MARKETS, INC. | INTERNATIONAL CAPITAL MARKETS, INC. | COHEN & CRAMER, INCORPORATED | COHEN & CRAMER, INC.

CRD#: 42619 / SEC#: , 8-49900

BD
Terminated by SEC on 01/12/2014
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Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 10/07/1996
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ACTIVA CAPITAL GROUP LLCOWNER
LW HOLDINGS LLCOWNER
KARPEL, STEVEN ROYCCO2100626
ROQUE, ALBERTO RAULPRESIDENT2366758
VELASQUEZ ELNESER, FARID ANDRESFINOP4865394

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ACTIVA CAPITAL MARKETS, INC.

CRD#: 42619

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