James Mabon Childs
Professional Summary
James Mabon Childs was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1959 - 2004. James had worked at 3 firms and has passed the Series 1 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
67 years in the financial services industry
Current & Past Employments
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Current Firm
PARKER/HUNTER INC. | PARKER/HUNTER INCORPORATED
Contact Information
Established
Pennsylvania since 06/06/1969Firm Type
CorporationFiscal Year End
OctoberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | SOLE SHAREHOLDER | 463 |
| DINGER, BRADLEY NELSON | SENIOR VP, CHIEF FINANACIAL OFFICER | 4768454 |
| KAMPMEINERT, ROBERT WILLIAM | PRESIDENT, & DIRECTOR | 263678 |
| KLEPPER, ALBERTA SPERNAK | SR. VP, CROP, SROP | 734611 |
| KNOTT, MARK DOUGLAS | DIRECTOR | 1113034 |
| LEWIS, JAY WARREN | SENIOR VP, CHIEF COUNSEL, CHIEF COMPLIANCE OFFICER | 1367819 |
| LOMBARD, JEROME FRANCIS JR | DIRECTOR | 1066832 |
| MCCULLOCH, ROBERT SPITTAL III | SENIOR VICE PRESIDENT, DIRECTOR | 730963 |
| NEWLIN, WILLIAM R | DIRECTOR | 2594648 |
| SCHERER, HOWARD BRUCE | DIRECTOR | 1235668 |
| WOLITARSKY, JAMES WILLIAM | CEO AND CHAIRMAN | 1535038 |
Disclosures
Regulatory Event
9Arbitration
3Bond
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Oct 1959Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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