Ronald E. Catton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Edward Catton was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1968. Ronald had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, Series 99TO, SIE, Series 1, Series 24, Series 53 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2019 - April 4, 2023
RYAN WEALTH MANAGEMENT
September 19, 2017 - March 28, 2022
RONALD EDWARD CATTON AND COMPANY
March 24, 2006 - May 3, 2022
OSAIC WEALTH, INC.
May 5, 1994 - December 31, 2022
OSAIC WEALTH, INC.
November 26, 1986 - May 10, 1994
RAGEN MACKENZIE INVESTMENT SERVICES, LLC
March 2, 1983 - December 15, 1987
RONALD EDWARD CATTON AND COMPANY
November 13, 1975 - October 13, 1983
INTERPACIFIC INVESTORS SERVICES, INC.
July 18, 1975 - June 16, 1977
HIMCO DISTRIBUTION SERVICES COMPANY
December 10, 1968 - January 31, 1976
OPPENHEIMER ASSET MANAGEMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 12/4/1968
Registered Representative ExaminationCurrent Firm
RYAN WEALTH MANAGEMENT
CRD#: 296851 / SEC#: 801-115068
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,636 |
| AUM (Assets Under Management) | $ 404,164,092 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
