Anthony Mario Capozza
Professional Summary
Anthony Mario Capozza, who also goes by Tony Capozza, was a registered financial advisor. Anthony was a previously registered financial advisor and started their career in finance 1969 - 2015. Anthony had worked at 9 firms and has passed the Series 63, Series 15, Series 5, PC, Series 000, Series 1, Series 24, Series 53, Series 4 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tony Capozza
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
CAPSTONE GROUP LLC | FIELDSTONE PARTNERS LP | CAPSTONE PARTNERS LP | CAPSTONE OPPORTUNITY PARTNERS LP
Contact Information
Main Address
12760 High Bluff Drive Suite 120, San Diego, CA 92130Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed May 1984Series 5 — Interest Rate Options Examination
Passed Oct 1981PC — AMEX Put and Call Exam
Passed Aug 1977Series 000 — General Securities Principal Examination
Passed Feb 1969Series 1 — Registered Representative Examination
Passed Feb 1969Series 12 — NYSE Branch Manager Examination
Passed Jul 1977Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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