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GD

George E. Dale

PINE DISTRIBUTORS LLC
Denver, CO 80246
Some features on this profile are disabled
CRD#: 60049
GD

Professional summary

George Eric Dale, CFP® is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Denver, Colorado.

George is registered as a RR (Registered Representative) and started their career in finance in 1974. George has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 5, PC, Series 1, Series 10, Series 9, Series 4, Series 24 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Eric Dale's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 5, 2026 - Present

PINE DISTRIBUTORS LLC

Office #1: 501 S. Cherry Street Suite 610, Denver, CO 80246
BD
CRD#: 323408
Denver, CO
Past

October 11, 2018 - December 12, 2025

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
New York, NY
Past

October 12, 2016 - October 10, 2018

SILVER LEAF PARTNERS, LLC

BD
CRD#: 126694
NEW YORK, NY
Past

January 4, 2016 - September 30, 2016

GOLDEN EAGLE SECURITIES, INC.

BD
CRD#: 19586
NEW YORK, NY
Past

January 26, 2006 - August 8, 2014

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
NEW YORK, NY
Past

August 26, 2005 - August 8, 2014

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

January 24, 1980 - January 21, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

September 26, 1978 - December 17, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 1, 1974 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/6/2026)
RR
Florida
(1/5/2026)
RR
Massachusetts
(1/6/2026)
RR
Puerto Rico
(1/5/2026)
RR
Rhode Island
(1/6/2026)
RR
South Carolina
(1/6/2026)
RR
Texas
(1/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/20/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/14/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 5
Date: 6/19/1982
Interest Rate Options Examination
General Industry/Product Exam
RR
PC
Date: 9/8/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 12/19/1973
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 12/6/2006
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/21/2006
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/23/2006
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/9/2005
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 9/30/1981
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE DISTRIBUTORS LLC

CRD#: 323408Denver, CO 80246

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