Aline A. Silva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aline Andrelo Silvestre Da Silva, who also goes by Aline Silva, was a registered financial professional .
Aline is a previously registered financial professional and started their career in finance in 2012. Aline had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2018 - January 25, 2023
BRASIL PLURAL SECURITIES LLC
February 25, 2015 - September 28, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 30, 2012 - June 3, 2014
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
BRASIL PLURAL SECURITIES LLC
CRD#: 159384 / SEC#: , 8-68982
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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