Jonathan A. Landry

44 NORTH CAPITAL

BURLINGTON, VT 05401

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CRD#: 6004737

Professional summary

Jonathan A Landry, CFP®, who also goes by Jon Landry, Jonathan Landry, is a registered financial advisor currently at 44 NORTH CAPITAL, LLC located in Burlington, Vermont.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jonathan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Landry | Jonathan Landry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT; INVESTMENT RELATED; BURLINGTON, VT; INSURANCE SALES; AGENT; 4/2023; HOURS DEPENDENT ON CLIENT NEEDS; SERVICING CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan A Landry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

September 8, 2023 - Present

44 NORTH CAPITAL, LLC

Office #1: 431 Pine Street Suite 114, Burlington, VT 05401

RIA

CRD#: 327552

BURLINGTON, VT

Past

February 8, 2012 - September 9, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BURLINGTON, VT

Past

January 13, 2012 - September 9, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BURLINGTON, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

44 NORTH CAPITAL, LLC

CRD#: 327552 / SEC#: 801-128572

RIA

Registered Investment Advisory firm - (8/15/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(12/3/2023)

IAR

Florida
(6/3/2024)

IAR

Massachusetts
(10/17/2024)

IAR

Vermont
(9/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/2/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2012

General Securities Representative Examination

Current Firm

44 NORTH CAPITAL, LLC

CRD#: 327552 / SEC#: 801-128572

RIA

Registered Investment Advisory firm - (8/15/2023 Approved)

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Contact information

Main Address

431 Pine Street Suite 114, Burlington, VT 05401

Mailing Address

Phone number

(971) 371-3450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (3/10/2025)

ADV PART 2A DISCLOSURE BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	402
AUM (Assets Under Management)	$ 113,955,548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan A. Landry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan A Landry's CRS (Customer Relationship Summary).

Certified licenses

Experience

44 NORTH CAPITAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

44 NORTH CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/2/2012

SIE

Date: 10/1/2018

Series 7

Date: 1/12/2012

Current Firm

44 NORTH CAPITAL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

44 NORTH CAPITAL, LLC

TRUST BUT VERIFY

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