Matthew Hickey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Hickey, who also goes by Matthew Seagle Hickey, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2014. Matthew had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2022 - November 18, 2024
CP INVESTMENTS, LLC
February 11, 2020 - March 14, 2022
JEFFERIES LLC
September 18, 2017 - October 18, 2019
APOLLO GLOBAL SECURITIES, LLC
August 12, 2014 - October 7, 2015
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CP INVESTMENTS, LLC
CRD#: 24029 / SEC#: , 8-40862
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
