Edward J. Moran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward James Moran was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2012. Edward had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2016 - March 8, 2017
FIRST CAPITAL ADVISORS GROUP, LLC
April 13, 2015 - February 29, 2016
CFWP SECURITIES, LLC
April 8, 2015 - February 29, 2016
CANTOR FITZGERALD WEALTH PARTNERS, LLC
March 1, 2012 - April 25, 2013
EQUITABLE ADVISORS, LLC
January 1, 2012 - April 25, 2013
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST CAPITAL ADVISORS GROUP, LLC
CRD#: 281322 / SEC#: 801-106606
Contact information
Regulatory assets under management
| Total Number of Accounts | 230 |
| AUM (Assets Under Management) | $ 342,954,805 |
Red Flags
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