William E. Newman

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CRD#: 6004590

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Edward Newman was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2012. William had worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 18, 2016 - September 20, 2018

SOLOMON API LLC

RIA

CRD#: 159471

Indianapolis, IN

Past

October 7, 2015 - October 14, 2015

SOLOMON API LLC

RIA

CRD#: 159471

ROCKLEDGE, FL

Past

January 28, 2013 - October 22, 2013

MORGAN STANLEY

RIA

CRD#: 149777

INDIANAPOLIS, IN

Past

December 20, 2012 - October 22, 2013

MORGAN STANLEY

CRD#: 149777

INDIANAPOLIS, IN

Past

May 16, 2012 - December 10, 2012

CHARLES SCHWAB & CO., INC.

CRD#: 5393

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLOMON API LLC

CRD#: 159471 / SEC#: 801-113882

RIA

Registered Investment Advisory firm - (8/23/2018 Approved)

Florida

Registered Investment Advisory firm - (5/6/2019 Terminated)

Indiana

Registered Investment Advisory firm - (9/25/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/14/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/6/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/25/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/18/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/15/2012

General Securities Representative Examination

Current Firm

SOLOMON API LLC

CRD#: 159471 / SEC#: 801-113882

RIA

Registered Investment Advisory firm - (8/23/2018 Approved)

Florida

Registered Investment Advisory firm - (5/6/2019 Terminated)

Indiana

Registered Investment Advisory firm - (9/25/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/14/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/6/2019 Terminated)

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Contact information

Main Address

1950 Rockledge Unit 201, Rockledge, FL 32955

Mailing Address

Phone number

(321) 888-2599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,377
AUM (Assets Under Management)	$ 362,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William E. Newman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SOLOMON API LLC

SOLOMON API LLC

MORGAN STANLEY

MORGAN STANLEY

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

SOLOMON API LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/25/2013

Series 63

Date: 5/18/2012

Series 7

Date: 5/15/2012

Current Firm

SOLOMON API LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLOMON API LLC

TRUST BUT VERIFY

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