SW
Sherri D. Wignall
TRANSAMERICA FINANCIAL ADVISORS
Colorado Springs, CO 80918
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CRD#: 6004560
SW
Professional summary
Sherri Deanna Wignall, who also goes by Sherri Deanna Lee, Sherri D. Wignall, Sherri Deanna Young, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Colorado Springs, Colorado.
Sherri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Sherri has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sherri Deanna Lee | Sherri D. Wignall | Sherri Deanna Young
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. LSPN Pro, LLC / 1121-Present / Investment Related: No /100 N. State Street, Ste B, Lindon, UT 84042 / Independent Rep / Estate Planning Services / Hrs. Work Monthly: 5 / Sec Trading Hrs.: 1 / Client communications, Marketing, and referring potential clients NETLAW/ emp dates: 0319 TO PRESENT/ INVESTMENT RELATED: NO /address: 12910 SHELBYVILLE RD. SUITE 124 LOUISVILLE, KY 40243/ position: INDEPENDENT AGENT/ nature of business: ONLINE SERVICE That gives individuals the ability to write their will, trust estate planning/ hrs work monthly: 0/ Sec trading hrs: 0/ duties: OFFERED TO CLIENTS WHILE MEETING WITH THEM ABOUT THEIR NEEDS INSTACART | 50 Beale, STE 600, San Francisco, CA 94105 | Partnership and website is www.instacart.com | Grocery delivery service, independent contractor | 40 hrs/monthly and 1 hour during trading. INHERITGUARD, LLC POSITION: None NATURE: Providing Bundled Professional Services with Emphasis on Estate Planning Services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/18/2024 ADDRESS: 30 N Gould Street, STE 41954, Sheridan WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATEPLANNING ISSUES, SCHEDULE APPOINTMENTS PRIME CORPORATE SERVICES POSITION: None NATURE: LLC and Corporation Fromation, Business Credit Development, Business and Personal Tax Preparation, Estate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2025 ADDRESS: 5250 S. Commerce Drive, Suite 200, Murray UT 84107, United States DESCRIPTION: I would refer the services they provide as a referral to my small business client's and prospects, that may benefit from their services. I would give them a website link so that they can sign up for an appointment for a consult, if they are interested.
CRS (Client Relationship Summary) - RIA
Click below to view Sherri Deanna Wignall's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sherri Deanna Wignall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2015 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 5525 N Union Blvd # 200, Colorado Springs, CO 80918RIA
BD
CRD#: 16164
Colorado Springs, CO
Current
January 19, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 5525 N Union Blvd # 200, Colorado Springs, CO 80918RIA
BD
CRD#: 16164
Colorado Springs, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2014)
RR
Colorado(1/20/2012)
IAR
Colorado(1/27/2015)
RR
Kentucky(5/12/2016)
RR
Texas(8/27/2020)
IAR
Texas(8/28/2020)
RR
Wyoming(11/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Colorado Springs, CO 80918TRUST BUT VERIFY
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