Cole A. Stevens

BURKART & STEVENS WEALTH MANAGEMENT

San Luis Obispo, CA 93405

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CRD#: 6004551

Professional summary

Cole Andrew Stevens is a registered financial advisor currently at BURKART & STEVENS WEALTH MANAGEMENT located in San Luis Obispo, California.

Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Cole has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BURKART & STEVENS, AN ACCOUNTANCY CORPORATION~11573 LOS OSOS VALLEY ROAD, SUITE B~ ~SAN LUIS OBISPO~CA~93405~TAX PREPARATION/ACCOUNTING~PRESIDENT~7/2016~160HRS~65HRS~PROVIDES ACCOUNTING, TAX PREPARATION AND PAYROLL SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Andrew Stevens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2016 - Present

BURKART & STEVENS WEALTH MANAGEMENT

Office #1: 11573 Los Osos Valley Road Suite D, San Luis Obispo, CA 93405

RIA

CRD#: 284575

San Luis Obispo, CA

Past

May 5, 2014 - November 25, 2016

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

SAN LUIS OBISPO, CA

Past

January 28, 2014 - November 25, 2016

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

SAN LUIS OBISPO, CA

Past

October 29, 2013 - January 23, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN LUIS OBISPO, CA

Past

January 1, 2013 - January 23, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/19/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/25/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2012

General Securities Representative Examination

Current Firm

BURKART & STEVENS WEALTH MANAGEMENT

BURKART & STEVENS WEALTH MANAGEMENT | STEVENS, COLE ANDREW

CRD#: 284575 / SEC#:

California

Registered Investment Advisory firm - (11/18/2016 Approved)

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Contact information

Main Address

11573 Los Osos Valley Road Suite B, San Luis Obispo, CA 93405

Mailing Address

Phone number

(805) 543-6876

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 7,716,955

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cole A. Stevens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Andrew Stevens's CRS (Customer Relationship Summary).

Certified licenses

Experience

BURKART & STEVENS WEALTH MANAGEMENT

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/19/2013

SIE

Date: 11/25/2016

Series 7

Date: 12/22/2012

Current Firm

BURKART & STEVENS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BURKART & STEVENS WEALTH MANAGEMENT

TRUST BUT VERIFY

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