William B. Fagin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Burton Fagin was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 8 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 1984 - August 20, 1984
CITIWIDE SECURITIES CORP.
April 20, 1978 - November 18, 1983
BLINDER, ROBINSON & CO., INC.
January 18, 1978 - May 28, 1978
M. S. WIEN & CO., INC.
July 16, 1975 - June 9, 1978
N. T. ROTHSCHILD & CO. INC
October 2, 1974 - June 23, 1975
ROBERT GREEN & CO INCORPORATION
June 26, 1974 - March 5, 1976
HAYDEN STONE INC.
December 12, 1972 - September 2, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
October 12, 1970 - January 1, 1973
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/23/1969
Registered Representative ExaminationSeries 00
Date: 9/29/1975
General Securities Principal ExaminationCurrent Firm
CITIWIDE SECURITIES CORP.
CRD#: 10707 / SEC#: , 8-28936
Contact information
Documents
Red Flags
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