Raul E. Jacobs
Professional summary
Raul Enrique Jacobs was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Raul is a previously registered financial advisor and started their career in finance in 2012. Prior to being barred, Raul had worked at 3 firms, which includes T2 ASSET MANAGEMENT LLC, WADDELL & REED, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2015 - November 24, 2015
T2 ASSET MANAGEMENT, LLC
May 10, 2012 - March 2, 2015
WADDELL & REED
May 10, 2012 - March 2, 2015
WADDELL & REED
January 4, 2012 - May 4, 2012
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
T2 ASSET MANAGEMENT, LLC
CRD#: 167714 / SEC#: 801-112202
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T2 ASSET MANAGEMENT, LLC
CRD#: 167714 / SEC#: 801-112202
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 180,000,000 |
Red Flags
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