Bradley D. Carpenter
Professional summary
Bradley Daniel Carpenter, who also goes by Brad D Carpenter, Brad Daniel Carpenter, Brad Carpenter, Bradley Daniel Carpenter, is a registered financial advisor currently at HOOD RIVER CAPITAL MANAGEMENT LLC located in Palm Beach Gardens, Florida and QUASAR DISTRIBUTORS, LLC located in Palm Beach Gardens, Florida.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Bradley has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 79, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Daniel Carpenter's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2020 - Present
HOOD RIVER CAPITAL MANAGEMENT LLC
Office #1: 2373 Pga Boulevard Suite 200, Palm Beach Gardens, FL 33410September 12, 2020 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 2373 Pga Boulevard #200, Palm Beach Gardens, FL 33408September 19, 2016 - April 7, 2017
CITIGROUP GLOBAL MARKETS INC.
June 16, 2015 - August 8, 2016
CANTOR FITZGERALD & CO.
December 18, 2014 - June 11, 2015
CITIGROUP GLOBAL MARKETS INC.
December 18, 2014 - June 11, 2015
CITIGROUP GLOBAL MARKETS INC.
July 22, 2013 - November 18, 2014
WELLS FARGO SECURITIES, LLC
February 8, 2013 - August 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 18, 2013 - August 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 2011 - January 8, 2013
WELLS FARGO SECURITIES, LLC
Primary Firm SEC Registration
HOOD RIVER CAPITAL MANAGEMENT LLC
CRD#: 166089 / SEC#: 801-77537
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/11/2020
General Securities Representative ExaminationFINRA
Current Firm
HOOD RIVER CAPITAL MANAGEMENT LLC
CRD#: 166089 / SEC#: 801-77537
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 6,858,390,736 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
