Willis K. Bramwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willis Kelner Bramwell was a registered financial professional .
Willis is a previously registered financial professional and started their career in finance in 1971. Willis had worked at 4 firms and has passed the Series 00 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 1989 - August 27, 1997
AEGON USA SECURITIES INC.
October 21, 1985 - April 28, 1989
PERPETUAL INVESTMENT ASSOCIATES
December 12, 1975 - October 15, 1985
SECURITIES CORPORATION OF IOWA
July 7, 1975 - December 12, 1975
BRANWELL CHANDLER JOHNSON & COMPANY
April 6, 1971 - July 7, 1975
SECURITIES CORPORATION OF IOWA
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 00
Date: 3/10/1971
General Securities Principal ExaminationCurrent Firm
AEGON USA SECURITIES INC.
CRD#: 13302 / SEC#: , 8-9158
Contact information
Documents
Red Flags
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