Michael J. Boylan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Boylan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 4 firms and has passed the Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 1975 - March 17, 1981
GALLAGHER, BOYLAN & COOK, INC.
July 8, 1975 - January 19, 1976
ARBITRANS, CO.
July 14, 1972 - June 5, 1975
CANTOR FITZGERALD & CO.
September 23, 1969 - April 24, 1971
GLORE FORGAN STAATS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/12/1964
Registered Representative ExaminationF04
Date: 8/4/1975
Financial Principal ExaminationSeries 40
Date: 9/22/1969
Registered Principal ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
