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BB

Burton W. Blank

Some features on this profile are disabled
CRD#: 600372
BB

Professional summary

Burton Warren Blank was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Burton is a previously registered financial professional and started their career in finance in 1965. Prior to being barred, Burton had worked at 10 firms, which includes JOSEPH DILLON & COMPANY INC., MAIDSTONE FINANCIAL INC., A. R. BARON & CO. INC., ALISON BAER SECURITIES INC., LEVCO SECURITIES CORP., MARGARETTEN SECURITIES CORPORATION, OPPENHEIMER & CO. INC., ROSS STEBBINS INC., NEUBERGER SECURITIES CORP., F. L. SALOMON & CO..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 3, 1998 - November 21, 2000

JOSEPH DILLON & COMPANY INC.

BD
CRD#: 35220
GREAT NECK, NY
Past

April 28, 1997 - November 3, 1997

MAIDSTONE FINANCIAL, INC.

BD
CRD#: 31804
NEW YORK, NY
Past

June 18, 1992 - July 3, 1996

A. R. BARON & CO., INC.

BD
CRD#: 29285
NEW YORK, NY
Past

March 17, 1989 - August 24, 1989

ALISON, BAER SECURITIES INC.

BD
CRD#: 11808
Past

November 3, 1988 - March 28, 1989

LEVCO SECURITIES CORP.

BD
CRD#: 15483
Past

August 3, 1987 - October 29, 1988

MARGARETTEN SECURITIES CORPORATION

BD
CRD#: 18151
Past

March 24, 1982 - June 23, 1987

OPPENHEIMER & CO. INC.

BD
CRD#: 249
Past

November 11, 1980 - March 23, 1982

ROSS, STEBBINS INC.

BD
CRD#: 6381
Past

June 17, 1975 - October 5, 1979

NEUBERGER SECURITIES CORP.

BD
CRD#: 6079
Past

July 12, 1974 - July 16, 1975

OPPENHEIMER & CO. INC.

BD
CRD#: 249
Past

September 30, 1965 - March 15, 1976

F. L. SALOMON & CO.

BD
CRD#: 3261

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/30/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 41
Date: 5/21/1983
NYSE Allied Member Examination
General Industry/Product Exam
RR
Series 1
Date: 8/21/1960
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/16/1995
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/1/1982
Registered Options Principal Examination

Current Firm

JD
JOSEPH DILLON & COMPANY INC.
JOSEPH DILLON & COMPANY INC.

CRD#: 35220 / SEC#: , 8-46589

BD
Terminated by SEC on 10/20/2000
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 09/15/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FRADELLA, SALVATORE ANTHONYEXECUTIVE VICE PRESIDENT - SALES1482494
JALOZA, STEVEN RICHARDCEO1320831
KAUFMAN, WAYNE SETHMANAGING DIRECTOR2490476
STOLTZ, MARC HAROLDFINOP1008943

Disclosures

Regulatory Event3
Arbitration11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

JOSEPH DILLON & COMPANY INC.

CRD#: 35220

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