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Burton Warren Blank

CRD# 600372·Registered 1965 - 2000
Barred: Burton Warren Blank was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Burton Warren Blank was a registered financial advisor. Burton was a previously registered financial professional and started their career in finance 1965 - 2000. Burton had worked at 10 firms and has passed the Series 63, Series 41, Series 1, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

66 years in the financial services industry

Current & Past Employments

JOSEPH DILLON & COMPANY INC.·CRD# 35220
BD
Great Neck, NY
February 3, 1998 - November 21, 2000
MAIDSTONE FINANCIAL, INC.·CRD# 31804
BD
New York, NY
April 28, 1997 - November 3, 1997
A. R. BARON & CO., INC.·CRD# 29285
BD
New York, NY
June 18, 1992 - July 3, 1996
ALISON, BAER SECURITIES INC.·CRD# 11808
BD
March 17, 1989 - August 24, 1989
LEVCO SECURITIES CORP.·CRD# 15483
BD
November 3, 1988 - March 28, 1989
MARGARETTEN SECURITIES CORPORATION·CRD# 18151
BD
August 3, 1987 - October 29, 1988
OPPENHEIMER & CO. INC.·CRD# 249
BD
March 24, 1982 - June 23, 1987
ROSS, STEBBINS INC.·CRD# 6381
BD
November 11, 1980 - March 23, 1982
NEUBERGER SECURITIES CORP.·CRD# 6079
BD
June 17, 1975 - October 5, 1979
OPPENHEIMER & CO. INC.·CRD# 249
BD
July 12, 1974 - July 16, 1975
F. L. SALOMON & CO.·CRD# 3261
BD
September 30, 1965 - March 15, 1976

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Current Firm

JD
JOSEPH DILLON & COMPANY INC.

JOSEPH DILLON & COMPANY INC.

CRD#: 35220 / SEC#: 8-46589
BD
Terminated by SEC on 10/20/2000

Contact Information

Established

New York since 09/15/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FRADELLA, SALVATORE ANTHONYEXECUTIVE VICE PRESIDENT - SALES1482494
JALOZA, STEVEN RICHARDCEO1320831
KAUFMAN, WAYNE SETHMANAGING DIRECTOR2490476
STOLTZ, MARC HAROLDFINOP1008943

Disclosures

Regulatory Event

3

Arbitration

11

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1992About the Series 63 exam

Series 41 — NYSE Allied Member Examination

Passed May 1983

Series 1 — Registered Representative Examination

Passed Aug 1960

Series 24 — General Securities Principal Examination

Passed Aug 1995About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1982About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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