Chase T. Birky

DARK HORSE ADVISORS LLC

SAN DIEGO, CA

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CRD#: 6003633

Professional summary

Chase Timothy Birky is a registered financial advisor currently at DARK HORSE ADVISORS LLC located in San Diego, California.

Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Chase has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of outside business: Dark Horse CPAs, An Accountant Corporation ; Is the business investment related: No; Description of the business: CPA firm; Position Title: President & CEO; Responsibilities Duties: building, managing and leading the accounting firm as a whole; Start date with business: 2017-10-17; Hours per month devoted to business during trading hours: 160; Hours per month devoted to business outside trading hours: 0;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase Timothy Birky's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2021 - Present

DARK HORSE ADVISORS LLC

RIA

CRD#: 312741

SAN DIEGO, CA

Past

December 2, 2011 - August 31, 2012

LAUREL WEALTH ADVISORS, INC.

RIA

CRD#: 157139

FALLBROOK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/21/2023)

IAR

Nevada
(5/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/2021

Uniform Investment Adviser Law Examination

Current Firm

DARK HORSE ADVISORS LLC

DARK HORSE ADVISORS | DARK HORSE PRIVATE WEALTH | DARK HORSE ADVISORS LLC

CRD#: 312741 / SEC#:

California

Registered Investment Advisory firm - (3/21/2023 Approved)

Nevada

Registered Investment Advisory firm - (5/12/2021 Approved)

Texas

Registered Investment Advisory firm - (4/24/2024 Conditional Restricted)

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Contact information

Main Address

San Diego, CA

Mailing Address

16950 Via De Santa Fe Suite 5060-17, Rancho Santa Fe, CA 92067

Phone number

(858) 832-2514

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	305
AUM (Assets Under Management)	$ 103,883,890

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chase T. Birky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase Timothy Birky's CRS (Customer Relationship Summary).

Certified licenses

Experience

DARK HORSE ADVISORS LLC

LAUREL WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/2021

Current Firm

DARK HORSE ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DARK HORSE ADVISORS LLC

TRUST BUT VERIFY

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