Joseph A. Fondahn

FONDAHN FINANCIAL

WALLA WALLA, WA 99362

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CRD#: 6003350

Professional summary

Joseph Alexander Fondahn is a registered financial advisor currently at FONDAHN FINANCIAL located in Walla Walla, Washington.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Joseph has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADVANTUS GROUP, LLC; Owns Fondahn CPA. Provides public accounting services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Alexander Fondahn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2025 - Present

FONDAHN FINANCIAL

Office #1: 29 E Sumach Street, Walla Walla, WA 99362

RIA

CRD#: 329680

WALLA WALLA, WA

Past

March 26, 2012 - November 1, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/4/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/24/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FONDAHN FINANCIAL

ADVANTUS GROUP, LLC | FONDAHN INVESTMENTS | FONDAHN FINANCIAL

CRD#: 329680 / SEC#:

Washington

Registered Investment Advisory firm - (1/10/2025 Approved)

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Contact information

Main Address

29 E Sumach Street, Walla Walla, WA 99362

Mailing Address

Phone number

(509) 540-4576

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph A. Fondahn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Alexander Fondahn's CRS (Customer Relationship Summary).

Certified licenses

Experience

FONDAHN FINANCIAL

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/2024

Series 63

Date: 5/4/2012

Series 6

Date: 3/24/2012

Current Firm

FONDAHN FINANCIAL

Contact information

Documents

Red Flags

Company Information

FONDAHN FINANCIAL

TRUST BUT VERIFY

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