Jacqueline A. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Ann Miller, who also goes by Jacqueline Ann Seidman, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 1981. Jacqueline had worked at 11 firms and has passed the Series 63, Series 7TO, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2022 - April 7, 2026
REALTA EQUITIES, INC.
May 3, 2019 - March 1, 2022
IBN FINANCIAL SERVICES, INC.
November 17, 2017 - April 24, 2019
NATIONAL SECURITIES CORPORATION
October 8, 2010 - October 20, 2017
AEGIS CAPITAL CORP.
April 24, 2008 - October 7, 2010
WESTROCK ADVISORS, INC.
October 23, 2002 - May 16, 2008
MAXIM GROUP LLC
June 1, 1999 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
March 18, 1997 - June 1, 1999
STUART, COLEMAN & CO., INC.
May 30, 1995 - January 22, 1997
HAMPSHIRE SECURITIES CORPORATION
September 7, 1982 - June 12, 1995
ADVEST, INC.
October 19, 1981 - August 20, 1982
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 5/9/1977
AMEX Put and Call ExamSeries 1
Date: 6/26/1972
Registered Representative ExaminationCurrent Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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