RN
Randall G. Neighbour
THE FIDUCIARY ALLIANCE
Houston, TX
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CRD#: 6002976
RN
Professional summary
Randall Gray Neighbour is a registered financial advisor currently at THE FIDUCIARY ALLIANCE located in Houston, Texas.
Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Randall has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA - Kingdom Wealth Management. Offering financial planning services as well as the sales of term and permanent life insurance products as well as fixed annuities. Start date: 9/1/18, approx. 40 hrs/wk. during trading hrs. INV REL: Y 2. Offer Medicare supplements and Medicare Advantage policies to clients through an FMO, South Bay Health Insurance. Start date: July 1, 2019. INV REL: Y 2a. Offer insurance products to clients through an FMO, Asset Marketing Systems. Start date: Aug 1, 2011. INV REL: N 3. TOUCH OUTREACH MINISTRIES, 624 W. 21ST ST., HOUSTON TX 77008 TITLE: PRESIDENT and Chairman of the Board. DUTIES: MAINTAIN THE STATUS OF THE ORGANIZATION DURING EVENING/WEEKEND HOURS START DATE: 2/15/92, HRS/MO: 3-5 HRS/MO with none during trading hrs. INV REL: NO 4. RANDALL G. NEIGHBOUR, 624 W. 21ST ST., HOUSTON TX 77008 CATEGORY: MEDIA INV REL: NO TITLE: OWNER DUTIES: AUTHOR OF RELIGIOUS PUBLICATIONS START DATE: 3/20/98 HRS/MO: 1-2 HRS/MO, 0 DURING TRADING HOURS. 5. Successor trustee for parents' revocable trust but not currently acting in this capacity. Trust dated 2008, 0 time spent on activity and no income received. INV REL: No. 6. The American Center for Financial Stewardship 501c3 non profit; Director and President; Not investment related; 9/2023; Education in the area of budgeting, finance, etc..; Approximately 5 hours per month with 0 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Randall Gray Neighbour's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2021 - Present
THE FIDUCIARY ALLIANCE
RIA
CRD#: 284924
Houston, TX
Past
June 15, 2021 - July 13, 2022
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
Houston, TX
Past
August 30, 2018 - June 15, 2021
SPC
RIA
CRD#: 110692
Houston, TX
Past
August 30, 2018 - June 15, 2021
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
Houston, TX
Past
April 30, 2013 - September 7, 2018
OSAIC FA, INC.
RIA
CRD#: 3978
HOUSTON, TX
Past
March 19, 2013 - September 7, 2018
OSAIC FA, INC.
BD
CRD#: 3978
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
THE FIDUCIARY ALLIANCE
ALTUM WEALTH ALLIANCE | THE FIDUCIARY ALLIANCE | STEWARDSHIP INVESTMENTS, INC. | PEACHTREE FINANCIAL GROUP | PARALLEL FINANCIAL | NORRIS LAKE RETIREMENT PLANNING, LLC | MORROW WEALTH ADVISORY GROUP | MERRIMACK WEALTH MANAGEMENT | LONGVIEW ADVISORS | KINGDOM WEALTH MANAGEMENT | GUARD LEGACY | FIDUCIARY ALLIANCE LLC | ELM WEALTH ADVISORS | ECHELON FINANCIAL MANAGEMENT | DAVID DUNN WEALTH, LLC | CREATIVE RETIREMENT SOLUTIONS GROUP, LLC | BRIDGEWAY WEALTH STRATEGIES
CRD#: 284924 / SEC#: 801-108283
RIA
Registered Investment Advisory firm - (8/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TF
THE FIDUCIARY ALLIANCE
ALTUM WEALTH ALLIANCE | THE FIDUCIARY ALLIANCE | STEWARDSHIP INVESTMENTS, INC. | PEACHTREE FINANCIAL GROUP | PARALLEL FINANCIAL | NORRIS LAKE RETIREMENT PLANNING, LLC | MORROW WEALTH ADVISORY GROUP | MERRIMACK WEALTH MANAGEMENT | LONGVIEW ADVISORS | KINGDOM WEALTH MANAGEMENT | GUARD LEGACY | FIDUCIARY ALLIANCE LLC | ELM WEALTH ADVISORS | ECHELON FINANCIAL MANAGEMENT | DAVID DUNN WEALTH, LLC | CREATIVE RETIREMENT SOLUTIONS GROUP, LLC | BRIDGEWAY WEALTH STRATEGIES
CRD#: 284924 / SEC#: 801-108283
RIA
Registered Investment Advisory firm - (8/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
135 S Main St Suite 600, Greenville, SC 29601
Mailing Address
Phone number
(864) 385-7999
Established
Firm type
Fiscal year end
# of Employees
63
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,842 |
| AUM (Assets Under Management) | $ 1,921,956,974 |
Red Flags
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