LN
Lawrence W. Nordmann
CAPITOL SECURITIES MANAGEMENT
Sanford, FL
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CRD#: 6002866
LN
Professional summary
Lawrence William Nordmann, who also goes by Larry W Nordmann, Lawrence W Nordmann, Lawrence Nordmann, is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Sanford, Florida.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Lawrence has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry W Nordmann | Lawrence W Nordmann | Lawrence Nordmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Waterstone Church, Inc Investment-related: Address: 900 North Street Longwood, FL 32750 Nature of OBA: Serve in several volunteer capacitites with church. Legal President and serve on the stewardship committee Position, title, or relationship with OBA: President, member of Stewardship Committee Start date: 12/8/22 Approx # of hours/month you devote to OBA: 1 Approx # of hours/month you devote to OBA during trading hours: 0 Duties: in President role, limited to executing legal documents that require signature on behalf of the church. In Stewardship role, oversee church budgets and financial reporting 2) Doing Business As: Nordmann Wealth Management, Inc Investment-related: Yes Address: 1540 International Parkway Suite 2000 Lake Mary, FL 32746
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence William Nordmann's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lawrence William Nordmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2022 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #2: 1540 International Parkway Suite 2000, Lake Mary, FL 32746RIA
BD
CRD#: 14169
Sanford, FL
Current
December 8, 2022 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 1540 International Parkway Suite 2000, Lake Mary, FL 32746RIA
BD
CRD#: 14169
Lake Mary, FL
Past
September 4, 2018 - December 9, 2022
CANTELLA & CO., INC.
RIA
CRD#: 13905
Lake Mary, FL
Past
August 23, 2018 - December 9, 2022
CANTELLA & CO., INC.
BD
CRD#: 13905
Lake Mary, FL
Past
August 26, 2016 - July 19, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
APOPKA, FL
Past
August 15, 2016 - July 19, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
APOPKA, FL
Past
January 31, 2012 - August 29, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
APOPKA, FL
Past
January 30, 2012 - August 29, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
APOPKA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/16/2023)
RR
Florida(12/8/2022)
IAR
Florida(12/16/2022)
RR
Georgia(3/10/2023)
RR
New York(12/8/2022)
RR
North Carolina(12/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
