Jolene P. Betterly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jolene Pearl Betterly, who also goes by Jolene Betterly, was a registered financial professional .
Jolene is a previously registered financial professional and started their career in finance in 2012. Jolene had worked at 3 firms and has passed the Series 63, SIE, Series 22, Series 3 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2013 - September 13, 2016
STEBEN & COMPANY, LLC
March 20, 2012 - January 11, 2013
CURIAN CLEARING, LLC
January 26, 2012 - February 23, 2012
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Primary Firm SEC Registration
STEBEN & COMPANY, LLC
CRD#: 117808 / SEC#: 801-64686, 8-53614
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STEBEN & COMPANY, LLC
CRD#: 117808 / SEC#: 801-64686, 8-53614
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 108,117,452 |
Red Flags
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