Scott J. Bauman
Professional summary
Scott Jeffrey Bauman, who also goes by Scott Bauman, is a registered financial advisor currently at PYXIS RETIREMENT CONSULTANTS located in Astoria, New York.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Scott has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Jeffrey Bauman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2021 - Present
PYXIS RETIREMENT CONSULTANTS
January 14, 2015 - March 20, 2018
ALLIANCEBERNSTEIN L.P.
January 13, 2015 - March 20, 2018
ALLIANCEBERNSTEIN INVESTMENTS, INC.
March 19, 2012 - February 24, 2015
CAMMACK RETIREMENT GROUP
December 23, 2011 - February 24, 2015
CAMMACK LARHETTE BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/9/2021)
Exams
Current Firm
PYXIS RETIREMENT CONSULTANTS
CRD#: 292348 / SEC#:
Contact information
Red Flags
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