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IR

Ian T. Ramsrud

BRUCE A. LEFAVI SECURITIES
Salt Lake City, UT 84109
Some features on this profile are disabled
CRD#: 6002449
IR

Professional summary

Ian Thomas Ramsrud, who also goes by Ian T Ramsrud, is a registered financial professional currently at BRUCE A. LEFAVI SECURITIES, INC. located in Salt Lake City, Utah.

Ian is registered as a RR (Registered Representative) and started their career in finance in 2012. Ian has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ian T Ramsrud

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ian Thomas Ramsrud's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2019 - Present

BRUCE A. LEFAVI SECURITIES, INC.

Office #1: 2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109
BD
CRD#: 10684
Salt Lake City, UT
Past

February 6, 2012 - May 24, 2017

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
AMERICAN FORK, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Utah
(3/21/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 2/13/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/24/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/3/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/1/2015
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/30/2015
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

BA
BRUCE A. LEFAVI SECURITIES, INC.
BRUCE A. LEFAVI SECURITIES, INC. | INTERWEST FUNDING, INC. | BRUCE LEFAVI SECURITIES, INC.

CRD#: 10684 / SEC#: , 8-26943

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109
Mailing Address
2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109
Phone number
(801) 486-9000
Established
Utah since 11/12/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ENTERLINE, STUARTPRESIDENT & CHIEF COMPLIANCE OFFICER6828729
GREENBURG, JAY VANDEPUTY COMPLIANCE OFFICER6153353

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRUCE A. LEFAVI SECURITIES, INC.

CRD#: 10684Salt Lake City, UT 84109

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